Senior Compliance Consultant (m/f/d) On behalf of our client, an advisory company in Luxembourg, we are hiring a Senior Compliance Consultant (m/f/d). For a fixed-term contract. Your responsibilities: Material delegate due diligence files and periodic review of clients Shareholder notifications AML monitoring on distribution incl. sub-distribution Sample review of KIID/KID/prospectuses Commissions and fees samples review Investment Guideline Monitoring Investor eligibility checks Appropriate website product disclosure and publication Your profile: University Degree in Economics, Business Administration, Finance or similar professional qualifications At least 5 years experience of compliance and regulatory activities, ideally gained in a Luxembourg based Fund Management Compa...

01 Januar
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